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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-09-27 |
| MI | RA | APPROVED | 2024-06-14 |
Branch Locations
219 W Washington Street Suite C, Marquette, MI 49855 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America, Inc. | Marquette | MI | 01/2009 | 06/2024 |
| Securities America Advisors, Inc | Marquette | MI | 11/2010 | 06/2024 |
| Osaic Wealth, Inc. | Marquette | MI | 06/2024 | Present |
| Osaic Wealth, Inc. | Marquette | MI | 06/2024 | Present |
1. EMMENDORFER & ASSOCIATES FINANCIAL SERVICES, LLC POSITION: Sales NATURE: DBA DAN EMMENDORFER LIFE INSURANCE and Annuity SALES- 10 HOURS PER MONTH INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/23/2009 ADDRESS: 219 W. Washington Street, Marquette MI 49855 DESCRIPTION: Sell Life Insurance and Annuity Products to Clients 2. LAKE SHORE COTTAGES POSITION: Owner/Operator NATURE: LAKE SHORE COTTAGES LLC 1/15/05, DEVELOP A CITY PARCEL INTO CONDOS AND SELL TO GENERAL PUBLIC INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/15/2005 ADDRESS: 900 Lake Shore Blvd, Marquette MI 49855, United States DESCRIPTION: Owner/Developer 3. DAN EMMENDORFER POSITION: Owner NATURE: I own several residential Rental Properties. I own and rent them I manage them. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 08/09/1991 ADDRESS: 900 N. Lake Shore Blvd, Marquette MI 49855, United States DESCRIPTION: Owner - Lease apartments, collect rents, oversee maintenance, bookkeeping.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-05-10 |
| S63 | Uniform Securities Agent State Law Examination | 1986-10-21 |
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