Jerry Paul Garceau

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
MI	RA	APPROVED	2023-06-29
TX	RA	APPROVED	2023-06-29

MI RA
APPROVED

Since 2023-06-29
TX RA
APPROVED

Since 2023-06-29

Branch Locations

101 S. Front Street Suite 207, Marquette, MI 49855 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Voya Financial Advisors	Ishpening	MI	09/2014	06/2021
Cetera Wealth Services, Llc	El Segundo	CA	06/2021	Present
Cetera Investment Advisers Llc	Schaumburg	IL	06/2023	Present

09/2014 → 06/2021

Voya Financial Advisors

Ishpening, MI
06/2021 → Present

Cetera Wealth Services, Llc

El Segundo, CA
06/2023 → Present

Cetera Investment Advisers Llc

Schaumburg, IL

Previous Registrations

2017-09-26 → 2021-06-09

Voya Financial Advisors, Inc.

Marquette, MI

Marquette, MI

Marinette, WI

Marquette, MI

Ishpeming, MI

Other Businesses

NAME OF ENTITY:GAUTHIER INSURANCE; No; 219 S MAIN STREET; ISHPEMING; MI; 49849; P&C INSURANCE AGENCY; INDEPENDENT INSURANCE AGENT; 10/22/2014; 140; 120; SALE AND SERVICE (P&C) PROPERTY & CASUALTY INSURANCE|NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 219 S MAIN STREET; ISHPENING; MI; 49849; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 1/31/2001; 160; 160; SALES OF FIXED INSURANCE PRODUCTS|

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2017-09-15
S63	Uniform Securities Agent State Law Examination	1987-01-10

S65 Uniform Investment Adviser Law Examination

2017-09-15
S63 Uniform Securities Agent State Law Examination

1987-01-10

View on SEC IAPD