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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2023-06-29 |
Branch Locations
101 S Front St, Ste 207, Marquette, MI 49855 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northern Financial | Marquette | MI | 01/2009 | Present |
| Voya Financial Advisors | Marquette | MI | 09/2014 | 06/2021 |
| Cetera Wealth Services, Llc | El Segundo | CA | 06/2021 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
1)NAME OF ENTITY:TODD SCOTT-RENTAL PROPERTY; No; 325 EAST ARCH & 518 High Street; MARQUETTE; MI; 49855; RENTAL PROPERTY- Own 2 properties now under lease.; owner/LANDLORD; 1/1/2001; 8; 8; rent out property, contract for the lease, and collect rents, fix and repair buildings when needed.| 2)NAME OF ENTITY:Northern Financial; Yes; 101 S FRONT ST STE 209; MARQUETTE; MI; 49855; DBA for insurance and investment business; agent; 1/1/2009; 160; 160; sales and service of fixed insurance products| 3)NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 101 S FRONT ST STE 209; MARQUETTE; MI; 49855; Fixed Insurance Sales; Independent Insurance Agent; 2/10/2009; 160; 160; Sales of Fixed Insurance Products| 4) NAME OF OTHER BUSINESS: MARQUETTE LITTLE LEAGUE; INVESTMENT RELATED: NO; ADDRESS: P.O. BOX 693, MARQUETTE, MI 49855; NATURE OF BUSINESS: BOARD; START DATE: 1/2025; POSITION/TITLE/RELATIONSHIP: ELECTED BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: PLAN SEASON, DISCUSS GAME RULES, HELP WITH PLAYER DRAFT; 5) NAME OF OTHER BUSINESS: NORTHERN FINANCIAL ASSOCIATES, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 12/2024 , POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-04-02 |
| S63 | Uniform Securities Agent State Law Examination | 1999-12-06 |
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