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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 1986-11-19 |
Branch Locations
363 N Sam Houston Pkwy E Ste 1480, Houston, TX 77060 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Houston | TX | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Houston | TX | 03/2020 | Present |
Real Estate Ownership; Single Family; 3710 Rustic Haven Court, , Kingwood, TX, 77345; Investment-Related; 03/01/2022. Business Ownership; North Houston Advisor Group LLC; ; LLC for office space only; 363 North Belt, Suite 1480 Houston Texas 77060, ,; ; ; 0 hours per month; / Bruce H. Quick, LLC; used to pay staff salaries/payroll expenses; This might have been erased with submission of bruce h. quick LLC but I'm not sure. I'm still involved with this as well and it should remain the same as an outside disclosure; 363 N. Sam Houston Parkway East Suite 1480 Houston, Texas 77060, ,; Investment-Related; 02/01/2017; 60 hours per month; 60 during trading hours / Rustic Haven LLC; My former residence which I am going to rent to my son and his wife (my son is also a client of Ameriprise); This will be a rental property (my former primary residence) that will be placed into an LLC; 3710 Rustic Haven Court, , Kingwood, TX, 77345; Investment-Related; 03/01/2022; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; Bruce H. Quick, LLC; owner - LLC for employee salaries/expenses; ; 363 N. Sam Houston Pkwy. East Suite 1480 Houston, Texas 77060, ,; Investment-Related; 06/01/2018; 60 hours per month; 40 to 59 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1986-11-17 |
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