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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 1986-11-19
  • TX RA
    APPROVED
    Since 1986-11-19

Branch Locations

363 N Sam Houston Pkwy E Ste 1480, Houston, TX 77060 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Houston TX 09/2005 03/2020
Ameriprise Financial Services, Llc Houston TX 03/2020 Present
Other Businesses

Real Estate Ownership; Single Family; 3710 Rustic Haven Court, , Kingwood, TX, 77345; Investment-Related; 03/01/2022. Business Ownership; North Houston Advisor Group LLC; ; LLC for office space only; 363 North Belt, Suite 1480 Houston Texas 77060, ,; ; ; 0 hours per month; / Bruce H. Quick, LLC; used to pay staff salaries/payroll expenses; This might have been erased with submission of bruce h. quick LLC but I'm not sure. I'm still involved with this as well and it should remain the same as an outside disclosure; 363 N. Sam Houston Parkway East Suite 1480 Houston, Texas 77060, ,; Investment-Related; 02/01/2017; 60 hours per month; 60 during trading hours / Rustic Haven LLC; My former residence which I am going to rent to my son and his wife (my son is also a client of Ameriprise); This will be a rental property (my former primary residence) that will be placed into an LLC; 3710 Rustic Haven Court, , Kingwood, TX, 77345; Investment-Related; 03/01/2022; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; Bruce H. Quick, LLC; owner - LLC for employee salaries/expenses; ; 363 N. Sam Houston Pkwy. East Suite 1480 Houston, Texas 77060, ,; Investment-Related; 06/01/2018; 60 hours per month; 40 to 59 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1986-11-17
  • S63 Uniform Securities Agent State Law Examination
    1986-11-17
Designations
Other Names
  • Bruce Quick
  • Bruce Hefner Quick

View on SEC IAPD

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