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Employer firm

Centaurus Financial, Inc. CRD 30833

$9.74B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Centaurus Financial, Inc.

2300 East Katella Ave Suite 200, Anaheim, CA 92806 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2012-02-17
NM RA APPROVED 2012-02-07
TX RA APPROVED_RES 2012-02-07
CA RA APPROVED 2009-11-05
  • WA RA
    APPROVED
    Since 2012-02-17
  • NM RA
    APPROVED
    Since 2012-02-07
  • TX RA
    APPROVED_RES
    Since 2012-02-07
  • CA RA
    APPROVED
    Since 2009-11-05

Branch Locations

1502 E. Warner Avenue Suite #E, Santa Ana, CA 92705 • United States

11601 Montgomery Blvd., Ne, Albuquerque, NM 87111 • United States

2300 E. Katella Avenue Suite #200, Anaheim, CA 92806 • United States

Disclosures

4 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Capital Aspects Albuquerque NM 09/1987 Present
Centaurus Financial, Inc. Anaheim CA 10/2009 Present
Previous Registrations
  • 2007-01-01 → 2009-10-29
    First Allied Advisory Services, Inc.
    Chesterfield, MO
  • 2001-08-14 → 2007-01-03
    Ffp Advisory Services Inc
    Albuquerque, NM
Other Businesses

1. CAPITAL RISK SERVICES, NON-INVESTMENT RELATED, 11601 MONTGOMERY BLVD., NE, ALBUQUERQUE, NM, 87111, CAPTIVE INSURANCE FOR PERSONAL LIABILITY INSURANCE OF AHMAD HASHEMIAN ONLY, PRESIDENT, SINCE 4/27/2015, DEVOTED TIME IS 1 HR A MONTH, MANAGEMENT AND INSURANCE FUND REVIEW. 2. SUMMIT, LLC, MANAGING PARTNER, BOARD MEMBER, SINCE 6/30/1998, 11601 MONTGOMERY BLVD., NE, ALBUQUERQUE, NM 87111, TRAILER PARK/MOBILE/MANAGEMENT, DEVOTED TIME IS 2 HRS A MONTH, NON-INVESTMENT RELATED. 3. PARS, LLC, MANAGING PARTNER, BOARD MEMBER, SINCE 1/1/1997, 11601 MONTGOMERY BLVD., NE, ALBUQUERQUE, NM 87111, COMMERCIAL PROPERTY RENTAL MANAGEMENT, DEVOTED TIME IS 5 HRS A MONTH, NON-INVESTMENT RELATED. 4. NASEEM, LLC, MANAGING PARTNER, BOARD MEMBER, SINCE 6/1/2003, AT 11601 MONTGOMERY BLVD., NE, ALBUQUERQUE, NM 87111, COMMERCIAL PROPERTY RENTAL MANAGEMENT, DEVOTED TIME IS 3 HRS A MONTH, NON-INVESTMENT RELATED. 5. DBA CAPITAL ASPECTS, MANAGING MEMBER, SINCE 9/1/1978, 11601 MONTGOMERY BLVD., NE, ALBUQUERQUE, NM 87111, PRODUCER/AGENT FOR VARIOUS LIFE, HEALTH, DI, LTC CARRIERS EITHER DIRECTLY OR VIA A GA/MGA/IMO, DEVOTED TIME IS 80 HRS A MONTH, NON-INVESTMENT RELATED. 6. KINETIC AGENCY, NON-INVESTMENT RELATED, 1055 W. 7TH ST., SUITE #3260, LOS ANGELES, CA 90017, IMO, AGENT, SINCE 3/1/2013, DEVOTED TIME IS ONE HOUR A MONTH, FIXED INSURANCE SALES. 7. BOARD MEMBER, BROOKHOLLOW OFFICE PARK ASSOCIATION, 1516 BROOKHOLLOW DRIVE, #B, SANTA ANA, CA 92705. NON INVESTMENT RELATED SINCE 8/2020 AND I SPEND APPROX. ONE HOUR PER MONTH ON THIS ACTIVITY. 8. TRUCHOICE FINANCIAL GROUP POSITION: Agent NATURE: IMO INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2006 ADDRESS: 1000 Voorhees Drive, N/A, Voorhees NJ 8043, United States DESCRIPTION: general agent 9. NEW FIRST FINANCIAL RESOURCES POSITION: General Agent NATURE: General Agent for sale of fixed life insurance. Insurance producer groupwith annual Membership Dues. No authority or managerial duties, membership dues equal less than 1% ownership. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2012 ADDRESS: 100 Spectrum Center Drive, Suite 400, Irvine CA 92618, United States DESCRIPTION: General Agent 10. ZIA GLOBAL LLC POSITION: Managing Member NATURE: Owning life insurance on managing member. Potentially holding land assets of managing member. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/07/2008 ADDRESS: 11601 Montgomery Blvd NE, ALBUQUERQUE NM 87111, United States DESCRIPTION: Managing Member, sole member

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-10-03
S63 Uniform Securities Agent State Law Examination 1992-06-09
  • S66 Uniform Combined State Law Examination
    2002-10-03
  • S63 Uniform Securities Agent State Law Examination
    1992-06-09
Other Names
  • Ahmad Hashemian
  • Seyed Ahmad Hashemian

View on SEC IAPD

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