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200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-03-18 |
Branch Locations
512 W 22Nd Street, 7Th Floor, New York, NY 10011 • United States
200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hightower Advisors, Llc | New York | NY | 03/2012 | Present |
| Hightower Securities, Llc | New York | NY | 03/2012 | Present |
Aloha IDF. Investment related. Florida. Investment related. 874 WALKED RD STE C DOVER, DE 19904An insurance dedicated fund. Manager start date 08/10/2020. Devote 2 hours per month all outside securities trading hours. Managing the investments of the Insurance Dedicated Fund.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-02-15 |
| S63 | Uniform Securities Agent State Law Examination | 1987-01-15 |
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