David B Ferris

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Providence, RI
• 11/2016 → 11/2021
  Wells Fargo Clearing Services, Llc
  Providence, RI
• 11/2021 → Present
  Morgan Stanley Smith Barney Llc
  Wellesley, MA
• 01/2022 → Present
  Morgan Stanley Private Bank, N.A
  New York, NY

Previous Registrations

• 2009-03-11 → 2021-11-16
  Wells Fargo Clearing Services, Llc
  Providence, RI
  Wellesley, MA
• 2007-04-02 → 2009-01-27
  Morgan Stanley & Co. Llc
  Wellesley, MA
• 2000-08-23 → 2007-04-02
  Morgan Stanley Dw Inc.
  Westborough, MA
  Westborough, MA
  Wellesley, MA

Other Businesses

*468513- Trust; Investment related Yes; Glen Ellen, California; Trust; Trustee/Co Trustee;05/2000; During business hours: 0; After business hours: 0; Investment Decisions/Advice *468519 - Trust; Investment related Yes; Glen Ellen, California; 05/2000; During business hours: 0; After business hours: 0

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-07-28
• S63 Uniform Securities Agent State Law Examination
  1999-07-22

Designations

• Certified Financial Planner

Other Names

• David Ballantyne Ferris