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Robert Stedman Watson

LPl Financial LLC

Newark, DE

Wilmington, DE

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2021-06-09
TX RA APPROVED 2021-06-09
  • DE RA
    APPROVED
    Since 2021-06-09
  • TX RA
    APPROVED
    Since 2021-06-09

Branch Locations

82 E. Main St, Newark, DE 19711-4682 • United States

Wilmington, DE • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
M & T Securities Buffalo NY 08/2011 Present
Lpl Financial Llc Newark DE 06/2021 Present
Lpl Financial Llc Newark DE 06/2021 Present
Previous Registrations
  • 2011-08-18 → 2021-06-09
    M&T Securities, Inc.
    Wilkes-Barre, PA
    Wilmington, DE
    Bear, DE
    Newark, DE
    Newark, DE
    Wilmington, DE
    Wilmington, DE
    Buffalo, NY
    Wilkes-Barre, PA
    Wilkes-Barre, PA
    Wilmington, DE
    Baltimore, MD
  • 1999-07-23 → 2011-08-29
    Wilmington Brokerage Services Company
    Newark, DE
    Newark, DE
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-06-29
S63 Uniform Securities Agent State Law Examination 1998-02-02
  • S65 Uniform Investment Adviser Law Examination
    1999-06-29
  • S63 Uniform Securities Agent State Law Examination
    1998-02-02

View on SEC IAPD

Other Firms

CETERA INVESTMENT ADVISERS LLC
JPL ASSET MANAGEMENT AND PLANNING, LLC
NJM VENCAP LLC
RIVER FAMILY ADVISORS LLC
EAGLE STRATEGIES LLC
AMERIPRISE FINANCIAL SERVICES, LLC
MML INVESTORS SERVICES, LLC
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

Other Investors

WILLIAM JASON HAGERMAN
CHRISTOPHER M BURGOS
Deborah A Sniadowski-Lindeke
SCOTT BECKER
Andrew Rosenbaum
CHARLES CARPENTER WHITE
Zachary Thomas Simendinger
Preston James Knotts

Other Offices

CETERA INVESTMENT ADVISERS LLC · NEWARK, DE
JPL ASSET MANAGEMENT AND PLANNING, LLC · NEWARK, DE
NJM VENCAP LLC · NEWARK, DE
RIVER FAMILY ADVISORS LLC · Newark, DE
EAGLE STRATEGIES LLC · NEWARK, DE
AMERIPRISE FINANCIAL SERVICES, LLC · Newark, DE
MML INVESTORS SERVICES, LLC · NEWARK, DE
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC · Newark, DE

More in Newark, DE

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