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Santiago Carranza

Edward Jones

Kingwood, TX

CRD 1568667

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Employer firm

Edward Jones CRD 250

$1.01T regulatory AUM 28,751 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2012-02-03
  • TX RA
    APPROVED
    Since 2012-02-03

Branch Locations

855 Rockmead Dr Unit 405, Kingwood, TX 77339 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 02/2012 Present
Previous Registrations
  • 2006-04-27 → 2012-02-06
    Chase Investment Services Corp.
    Houston, TX
    Houston, TX
    Houston, TX
    Houston, TX
    Houston, TX
    Houston, TX
    Chicago, IL
    Houston, TX
    Houston, TX
Other Businesses

Humble ISD Education Foundation Humble, TX Start date: 8/1/2016 Chair Hours per week: 0 Hours during trading: 0 Lead monthly board meetings and work with board members to utilize their strengths to develop the foundation and its' ability to help teachers innovate in the way they educate students. Help promote the organization through daily life as well as participate in fundraisers.******** 620 Holdings Type of business: Single member LLC Houston, TX Start date: 10/1/2023 Owner Hours per week: 0 Hours during trading: 0 This is the LLC that owns the office condo that I purchased that houses our branch.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-04-26
S63 Uniform Securities Agent State Law Examination 1986-11-04
  • S65 Uniform Investment Adviser Law Examination
    2006-04-26
  • S63 Uniform Securities Agent State Law Examination
    1986-11-04
Designations
  • Chartered Financial Consultant
Other Names
  • Jim Carranza

View on SEC IAPD

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