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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2019-02-11 |
| TX | RA | APPROVED_RES | 2019-01-30 |
| CA | RA | APPROVED | 2019-01-29 |
Branch Locations
217 S. Marengo Ave Suite 111, Pasadena, CA 91101 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Signator Investors, Inc. | Pasadena | CA | 08/1986 | 11/2018 |
| Osaic Wealth, Inc. | Pasadena | CA | 11/2018 | Present |
1. THOMAS LIN POSITION: agent NATURE: health insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 02/01/1992 ADDRESS: 217 S Marengo Ave, # 111, Pasadena CA 91101, United States DESCRIPTION: Continue receiving residuals, not active in this field. minimum service duty. 2. THOMAS LIN POSITION: owner NATURE: Rental property INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 05/15/2003 ADDRESS: 217 S Marengo, # 111, Pasadena CA 91101, United States DESCRIPTION: rental property managed by a realtor.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-01-14 |
| S63 | Uniform Securities Agent State Law Examination | 1997-07-16 |
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