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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2007-12-20
  • MO RA
    APPROVED
    Since 2007-12-20

Branch Locations

101 S Hanley Rd Ste 1900, Clayton, MO 63105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Investment Services Llc St Louis MO 08/2005 Present
Northwestern Mutual Life Insurance Company Milwaukee WI 08/2007 Present
Previous Registrations
  • 2006-12-19 → 2007-04-30
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Other Businesses

MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND /OR DISABILITY INCOME INSURANCE PRODUCTS. PURCHASED A HOUSE THAT SHE WILL RENT OUT FOR $6,500.00 PER YEAR AT 5114 MICHAEL AVE, SHREWBURY, MO 63119. HAS 100% OWNERSHIP AND PLANS TO SPEND ABOUT 1 HOURS PER MONTH ON THIS ACTIVITY. DID ACKNOWLEDGE THAT THE PERSON WHO IS RENTING FROM HER COULD BE A CLIENT IN THE FUTURE. 3. 100% OWNER, ABIGAIL L TUTTLE, LLC, LEGAL ENTITY - RECEIVING WMC COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 12/27/2019, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, WEALTH MANAGEMENT ADVISORY PRACTICES

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-12-18
S63 Uniform Securities Agent State Law Examination 2005-11-15
  • S66 Uniform Combined State Law Examination
    2006-12-18
  • S63 Uniform Securities Agent State Law Examination
    2005-11-15

View on SEC IAPD

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