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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-19 |
| TX | RA | APPROVED_RES | 2020-05-04 |
| CT | RA | APPROVED | 2009-12-03 |
Branch Locations
225 Liberty St, New York, NY 10281 • United States
One Bryant Park Pbig - New York, New York, NY 10036 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 09/2009 | Present |
| Bank Of America, N.A. | New York | NY | 08/2010 | Present |
I*409360 For profit or not for profit: Entity For Profit Name of outside business organization: 223 Halsey Neck LLC Investment related: N Address of business: New York, New York, 10065, United States Nature of business: ["Limited Liability Company"] Position, title, association: ["Owner"], Start date of relationship: 3/4/2021 Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 0.33 Duties: , to hold real property, a single family home at 223 Halsey Neck Lane, Southampton , NY
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-12-02 |
| S63 | Uniform Securities Agent State Law Examination | 1994-02-28 |
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