Dallas Lawrence Otter

Current Employers

Employment History

• 03/1992 → 07/2018
  Kibble & Prentice Holding Company
  Seattle, WA
• 08/2005 → 07/2018
  M Holdings Securities, Inc.
  Portland, OR
• 04/2017 → 07/2018
  Usi Advisors, Inc.
  Seattle, WA
• 07/2018 → Present
  Lpl Financial Llc
  Mercer Island, WA
• 07/2018 → Present
  Global Retirement Partners, Llc
  Mercer Island, WA

Previous Registrations

• 2017-04-27 → 2018-05-25
  Usi Advisors
  Seattle, WA
• 2005-09-27 → 2017-05-01
  Kibble & Prentice Holding Company
  Seattle, WA
• 1993-08-27 → 2003-12-15
  Kibble & Prentice, Inc.
  Seattle, WA

Other Businesses

1)07/16/2018 - DBA for LPL Business (entity for LPL business) - Heffernan Retirement Services - INVESTMENT RELATED - 100% - SAN FRANCISCO, CA 94105 2)07/16/2018 - Real Estate Rental - RENTAL PROPERTY - 79346 Mission Dr La Quinta, CA 92253-6300 - INVESTMENT RELATED - 0% - LA QUINTA, CA 92253 3)07/16/2018 - DBA for LPL Business (entity for LPL business) - Heffernan Financial Services - INVESTMENT RELATED - 100% - SAN FRANCISCO, CA 94105 4) 7/17/2018 - Heffernan Retirement Services - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date:07/16/2018 - 160 Hours Per Month/40 Hours During Trading. 5) 7/17/2018 - Global Retirement Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date:07/16/2018 - 160 Hours Per Month/40 Hours During Trading - Time Spent: 100% - I provide investment advisory services through Global Retirement Partners, an independent investment advisor firm. I started this business activity in 6/2018. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6) 7/17/2018 - Heffernan Financial Services - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date:07/16/2018 - 160 Hours Per Month/40 Hours During Trading. 7) 12/31/2018 - Heffernan Insurance Brokers - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Executive V.P. - Start Date: 07/16/2018 - 1 Hour Per Month/0 Hours During Securities Trading.

Exams

• S63 Uniform Securities Agent State Law Examination
  2005-10-27
• S65 Uniform Investment Adviser Law Examination
  1993-07-19

Other Names

• Dale Lawrence Otter