Best Investors
Account
Sign in
Best Investors
Account
Sign in
7525 Se 24Th Street Suite 410, Mercer Island, WA 98040 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2025-02-13 |
Branch Locations
7525 Se 24Th Street Suite 410, Mercer Island, WA 98040 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Dlk Investment Management | Solana Beach | CA | 01/2022 | 01/2026 |
| Empyrean Capital Partners | Los Angeles | CA | 07/2015 | 09/2021 |
| University Of Washington | Seattle | WA | 09/2021 | Present |
| Dlk Investment Advisors | Mercer Island | WA | 01/2025 | Present |
(1) I am a professor at the Foster School of Business at the University of Washington. Average of 20 hours per week. Half of those hours are during trading hours. (2) GP ownership in Human Intelligence Technologies Corp. Which offers SMID Cap public equites Strategy through SMA's. Average 2 hours per week, 0 hours during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-07-08 |
Reach out to this advisor