Edmund Matthew Van Winkle

Employer firm

Dlk Investment Advisors, LLC CRD 328897

$141M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2022 → 01/2026
  Dlk Investment Management
  Solana Beach, CA
• 07/2015 → 09/2021
  Empyrean Capital Partners
  Los Angeles, CA
• 09/2021 → Present
  University Of Washington
  Seattle, WA
• 01/2025 → Present
  Dlk Investment Advisors
  Mercer Island, WA

Previous Registrations

• 2022-07-08 → 2026-01-15
  Dlk Investment Management
  Mercer Island, WA
  Solana Beach, CA

Other Businesses

(1) I am a professor at the Foster School of Business at the University of Washington. Average of 20 hours per week. Half of those hours are during trading hours. (2) GP ownership in Human Intelligence Technologies Corp. Which offers SMID Cap public equites Strategy through SMA's. Average 2 hours per week, 0 hours during trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  2022-07-08