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Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MT RA APPROVED 2024-11-14
  • MT RA
    APPROVED
    Since 2024-11-14

Branch Locations

7525 Se 24Th Street Suite 110, Mercer Island, WA 98040 • United States

Helena, MT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 04/2018 10/2018
Woodard Cowen & Co Clovis NM 06/2017 03/2018
Watson Motor Co., Inc. Clovis NM 06/1995 04/2017
Clovis Community College Clovis NM 08/2015 12/2017
Glory Days Classic Cars Clovis NM 06/2017 12/2017
The Bank Of Clovis Clovis NM 01/2019 01/2022
Lpl Financial Llc Clovis NM 04/2019 01/2022
Farmers Insurance Helena MT 09/2022 10/2023
Watson &Amp; Associates Adjusters Helena MT 06/2021 12/2022
The Bank Of Clovis Clovis NM 01/2019 01/2022
Unemployed Clovis NM 11/2018 12/2018
Edward Jones Clovis NM 04/2018 10/2018
Woodard Cowen &Amp; Co Clovis NM 07/2017 03/2018
Watson Motor Co Clovis NM 06/1995 06/2017
Farmers Financial Solutions Helena MT 04/2023 04/2023
The Prudential Insurance Company Of America Bellevue WA 11/2023 Present
Pruco Securities, Llc Bellevue WA 11/2023 11/2024
Lpl Enterprise, Llc Helena MT 11/2024 Present
  • 04/2018 → 10/2018
    St Louis, MO
  • 06/2017 → 03/2018
    Woodard Cowen & Co
    Clovis, NM
  • 06/1995 → 04/2017
    Watson Motor Co., Inc.
    Clovis, NM
  • 08/2015 → 12/2017
    Clovis Community College
    Clovis, NM
  • 06/2017 → 12/2017
    Glory Days Classic Cars
    Clovis, NM
  • 01/2019 → 01/2022
    The Bank Of Clovis
    Clovis, NM
  • 04/2019 → 01/2022
    Clovis, NM
  • 09/2022 → 10/2023
    Farmers Insurance
    Helena, MT
  • 06/2021 → 12/2022
    Watson &Amp; Associates Adjusters
    Helena, MT
  • 01/2019 → 01/2022
    The Bank Of Clovis
    Clovis, NM
  • 11/2018 → 12/2018
    Unemployed
    Clovis, NM
  • 04/2018 → 10/2018
    Clovis, NM
  • 07/2017 → 03/2018
    Woodard Cowen &Amp; Co
    Clovis, NM
  • 06/1995 → 06/2017
    Watson Motor Co
    Clovis, NM
  • 04/2023 → 04/2023
    Farmers Financial Solutions
    Helena, MT
  • 11/2023 → Present
    The Prudential Insurance Company Of America
    Bellevue, WA
  • 11/2023 → 11/2024
    Bellevue, WA
  • 11/2024 → Present
    Helena, MT
Previous Registrations
Other Businesses

1) 09/25/2024 - Jamey Watson / Mindy Watson - Real Estate Rental - Renting property in New Mexico to Sister-in-law - INV Related - Helena, MT - Start Date 01/01/2018 - 1hrs/mth - 0hrs/mth During Trading 2) 07/08/2025 - Prudential Sponsored Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - INV Related - At reported business location(s)

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-05-31
  • S66 Uniform Combined State Law Examination
    2018-05-31
Other Names
  • Jamey Dale Watson

View on SEC IAPD

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