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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-08-19 |
| OR | RA | APPROVED | 2025-05-05 |
| WA | RA | APPROVED | 2025-05-05 |
Branch Locations
7525 Se 24Th Street Suite 110, Mercer Island, WA 98040 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 05/2017 | 07/2018 |
| Epic Wines & Spirits | Santa Rosa | CA | 08/2015 | 04/2017 |
| Cetera Advisor Networks Llc | El Segundo | CA | 07/2019 | 09/2023 |
| Blakeslee Vineyard Estate | Sherwood | OR | 03/2019 | 11/2019 |
| Unemployment | St Louis | MO | 07/2018 | 03/2019 |
| Cetera Investment Advisers Llc | Portland | OR | 06/2023 | 03/2025 |
| Cetera Investment Services Llc | St Cloud | MN | 09/2023 | 03/2025 |
| Northwest Community Cu | Portland | OR | 09/2023 | 03/2025 |
| Profectus Wealth Management | Post Falls | ID | 05/2025 | Present |
| Lpl Enterprise Llc | Mercer Island | WA | 05/2025 | Present |
| Unemployed | Sherwood | OR | 03/2025 | 05/2025 |
1. 04/29/2025 - Profectus Wealth Management - DBA for LPL Business (entity for LPL business) - Inv Related - Post Falls, ID - Start Date 05/05/2025 - 40hrs/MTH 2. 04/29/2025- David Meeks-Financial Professional-Non-Variable Insurance/Insurance Agency-Inv related-At Sherwood, OR-Start date 04/29/2025-160hrs/mth-160hrs/mth during trading 3. 04/29/2025-Prudential Advisors-Financial Professional-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date 04/29/2025-160hrs/mth-160hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-11-01 |
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