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35 Pratt Street Suite 202, Essex, CT 06426 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2021-01-11 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Glastonbury | CT | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Glastonbury | CT | 11/2016 | 03/2018 |
| Alchemi Capital Llc | Boston | MA | 03/2018 | Present |
| Alchemi Wealth Management Llc | Boston | MA | 06/2018 | Present |
| Alchemi Wealth, Llc | Essex | CT | 12/2020 | Present |
1) Steven Johnson is the Managing Partner of Alchemi Funds Management Group. Alchemi Funds Management Group is the Fund of Funds arm of Alchemi Capital, LLC which allocates investor capital through a Private Equity Fund, a Long/Short Equity Hedge Fund and a Market Neutral Fund. In his role, Steven Johnson will provide input regarding the allocation of capital to start-up companies. Mr. Johnson will spend 10% of his time in this endeavor during market hours. 2) Steven Johnson is also an insurance agent. 3) Alchemi Capital LLC, not investment related, Boston, MA, Provides start up and early term companies digital access to critical resources needed to more effectively grow and develop, Managing Director, Start Date 03/2018, approximately 20 hours/month devoted to this business with 10 hours during securities trading hours 4) Alchemi Wealth Management, investment related, Essex, CT, RIA,MANAGING MEMBER/CCO/INVESTMENT ADVISOR REPRESENTATIVE, Start Date 06/2018, approximately 160 hours/month devoted to this business with 100 hours during securities trading hours
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-01-08 |
| S63 | Uniform Securities Agent State Law Examination | 1994-09-16 |
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