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Steven John Johnson

Alchemi Wealth, LLC

Essex, CT

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Current Employers
Alchemi Wealth, Llc

35 Pratt Street Suite 202, Essex, CT 06426 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2021-01-11
  • CT RA
    APPROVED
    Since 2021-01-11

Branch Locations

35 Pratt Street Suite 202, Essex, CT 06426 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Glastonbury CT 05/2009 11/2016
Wells Fargo Clearing Services, Llc Glastonbury CT 11/2016 03/2018
Alchemi Capital Llc Boston MA 03/2018 Present
Alchemi Wealth Management Llc Boston MA 06/2018 Present
Alchemi Wealth, Llc Essex CT 12/2020 Present
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Glastonbury, CT
  • 11/2016 → 03/2018
    Glastonbury, CT
  • 03/2018 → Present
    Alchemi Capital Llc
    Boston, MA
  • 06/2018 → Present
    Alchemi Wealth Management Llc
    Boston, MA
  • 12/2020 → Present
    Essex, CT
Previous Registrations
Other Businesses

1) Steven Johnson is the Managing Partner of Alchemi Funds Management Group. Alchemi Funds Management Group is the Fund of Funds arm of Alchemi Capital, LLC which allocates investor capital through a Private Equity Fund, a Long/Short Equity Hedge Fund and a Market Neutral Fund. In his role, Steven Johnson will provide input regarding the allocation of capital to start-up companies. Mr. Johnson will spend 10% of his time in this endeavor during market hours. 2) Steven Johnson is also an insurance agent. 3) Alchemi Capital LLC, not investment related, Boston, MA, Provides start up and early term companies digital access to critical resources needed to more effectively grow and develop, Managing Director, Start Date 03/2018, approximately 20 hours/month devoted to this business with 10 hours during securities trading hours 4) Alchemi Wealth Management, investment related, Essex, CT, RIA,MANAGING MEMBER/CCO/INVESTMENT ADVISOR REPRESENTATIVE, Start Date 06/2018, approximately 160 hours/month devoted to this business with 100 hours during securities trading hours

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-01-08
S63 Uniform Securities Agent State Law Examination 1994-09-16
  • S65 Uniform Investment Adviser Law Examination
    1999-01-08
  • S63 Uniform Securities Agent State Law Examination
    1994-09-16
Other Names
  • Steven John Johnson
  • Steven John Johnson

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