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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2014-03-04 |
Branch Locations
100 Front Street, Worcester, MA 01608 • United States
Sturbridge, MA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Worcester | MA | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
1. MULTIFAMILY RENTAL PROPERTY; MAINTAIN RENTAL PROPERTIES; 100 AFTER BUSINESS HOURS; 0 DURING BUSINESS HOURS. 2. RENTAL PROPERTY, OWNER; HARWICH, MA; DURING BUSINESS HOURS- 0, AFTER BUSINESS HOURS- 8; START DATE: 06/2013 3. RENTAL PROPERTY, OWNER; HARWICH, MA; DURING BUSINESS HOURS- 0, AFTER BUSINESS HOURS- 8; START DATE: 02/2013 4.*42352 - Rental Property; Investment related Yes; Chicopee, Massachusetts; Real Estate; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 01/1993; During business hours: 0; After business hours: 45; Administrative, Accounting/Bookkeeping, Business Development/Growth, Customer Service, Investment Decisions/Advice, Labor/Service, Property Management, Sales/Marketing
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-07-09 |
| S63 | Uniform Securities Agent State Law Examination | 1999-06-30 |
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