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Michael C Mazeika

Morgan Stanley

Worcester, MA

Sturbridge, MA

CRD 3236739

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-03-04
  • TX RA
    APPROVED_RES
    Since 2014-03-04

Branch Locations

100 Front Street, Worcester, MA 01608 • United States

Sturbridge, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Worcester MA 06/2009 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Worcester, MA
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Other Businesses

1. MULTIFAMILY RENTAL PROPERTY; MAINTAIN RENTAL PROPERTIES; 100 AFTER BUSINESS HOURS; 0 DURING BUSINESS HOURS. 2. RENTAL PROPERTY, OWNER; HARWICH, MA; DURING BUSINESS HOURS- 0, AFTER BUSINESS HOURS- 8; START DATE: 06/2013 3. RENTAL PROPERTY, OWNER; HARWICH, MA; DURING BUSINESS HOURS- 0, AFTER BUSINESS HOURS- 8; START DATE: 02/2013 4.*42352 - Rental Property; Investment related Yes; Chicopee, Massachusetts; Real Estate; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 01/1993; During business hours: 0; After business hours: 45; Administrative, Accounting/Bookkeeping, Business Development/Growth, Customer Service, Investment Decisions/Advice, Labor/Service, Property Management, Sales/Marketing

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-07-09
S63 Uniform Securities Agent State Law Examination 1999-06-30
  • S65 Uniform Investment Adviser Law Examination
    1999-07-09
  • S63 Uniform Securities Agent State Law Examination
    1999-06-30
Other Names
  • Michael Christopher Mazeika

View on SEC IAPD

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