Best Investors Account Sign in

Jennifer Aites Guadiz

Wells Fargo Clearing Services, LLC

Worcester, MA

Westborough, MA

CRD 3166663

Claim This Profile
Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-06-23
RI RA APPROVED 2013-07-10
FL RA APPROVED 2010-07-14
  • TX RA
    APPROVED_RES
    Since 2026-06-23
  • RI RA
    APPROVED
    Since 2013-07-10
  • FL RA
    APPROVED
    Since 2010-07-14

Branch Locations

100 Front St Ste 1900, Worcester, MA 01608 • United States

Westborough, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Fort Myers FL 07/2010 11/2016
Wells Fargo Clearing Services, Llc Fort Myers FL 11/2016 Present
Previous Registrations
Other Businesses

TRUSTEE OF SPOUSE'S TRUST; INV. RELATED; WESTBOROUGH, MA; START DATE 9/27/2019; 0 HRS PER MONTH; 0 HRS DURING TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-02-20
  • S66 Uniform Combined State Law Examination
    2008-02-20
Other Names
  • Jennifer Delpena Aites
  • Jennifer Delapena Aites

View on SEC IAPD

Nearby Firms

MORGAN STANLEY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

Nearby Investors

MONIQUE MARIE D'AUTEUIL
PETER BRUCE LURIER
ALEX M SULLIVAN

Nearby Offices

MORGAN STANLEY · Worcester, MA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · WORCESTER, MA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · WORCESTER, MA

More in Worcester, MA

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor