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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2020-12-16 |
| CT | RA | APPROVED | 2016-11-08 |
Branch Locations
100 Front St Ste 1900, Worcester, MA 01608 • United States
Palm Beach Gardens, FL • United States
2989 Pga Blvd Ste 200, Palm Beach Gardens, FL 33410 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Worcester | MA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Worcester | MA | 11/2016 | Present |
TRUSTEE FOR FATHER, INV RELATED, WORCESTER, MA, START: 11/2013, 1 HOUR PER MONTH/0 DURING TRADING. TRUSTEE FOR COUSIN; INV RELATED; BOCA RATON, FL; START: 1/11/2007; 1 HR/MO; LESS THAN 1 HR/YEAR DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-11-08 |
| S63 | Uniform Securities Agent State Law Examination | 1999-05-21 |
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