Inactive

William Warren Walbert

Walbert Capital Management, LLC

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Current Employers

Walbert Capital Management, Llc

112 Main Street, New Canaan, CT 06840 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2002-07-18

CT RA
APPROVED

Since 2002-07-18

Branch Locations

112 Main Street, New Canaan, CT 06840 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Soundview Technology Group, Inc.	Stamford	CT	09/1985	Present

09/1985 → Present

Soundview Technology Group, Inc.

Stamford, CT

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2002-03-22
S63	Uniform Securities Agent State Law Examination	1987-08-27

S65 Uniform Investment Adviser Law Examination

2002-03-22
S63 Uniform Securities Agent State Law Examination

1987-08-27

Other Names

Bill Walbert

View on SEC IAPD

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