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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2009-01-20 |
| CT | RA | APPROVED | 2002-10-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New Canaan | CT | 06/2000 | Present |
I*1684292, Entity Type: Entity Not for Profit, Name of OBA: Investements and Wealth Institute, Address: New Canaan,Connecticut 06840, Investment Related: N, Position, Title, Association: Member, Employee Start Date: 01/24/2024, No Hours: 0, No Hours during trading: 0, Duties: The opportunity to gain a stronger understanding/ability to communicate and lead conversation about the CPWA program and to provide feedback to make the course better for future CPWA candidates.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-08-05 |
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