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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-05-21 |
| CT | RA | APPROVED | 1992-05-27 |
| TX | RA | APPROVED_RES | 1990-07-12 |
Branch Locations
2 Pine St, New Canaan, CT 06840 • United States
Chilmark, MA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New Canaan | CT | 04/1986 | Present |
| Bank Of America,Na | New Canaan | CT | 11/2009 | Present |
I*3063268 Entity Type: N/A Name of OBA:Closer to Free Ride Address:New Haven Connecticut Investment Related:No Position, Title, Association:N/A Start Date:11/13/2025 No Hours: 4 Monthly No Hours during trading:0 Monthly Duties:I will be one of several people on the Sponsorship Committee charged to go find sponsors for this charitable organization that runs an annual bike ride to fund the Yale Cancer Center. 3-4 meetings per year.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-02-08 |
| S63 | Uniform Securities Agent State Law Examination | 1985-09-16 |
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