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Timothy Herbert Orr

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New Canaan, CT

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2006-11-09
CT RA APPROVED 2000-03-24
  • TX RA
    APPROVED
    Since 2006-11-09
  • CT RA
    APPROVED
    Since 2000-03-24

Branch Locations

2 Pine St, New Canaan, CT 06840 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith, Inc. New Canaan CT 07/1999 Present
Bank Of America, Na New Canaan CT 09/2009 Present
  • 07/1999 → Present
    Merrill Lynch, Pierce, Fenner & Smith, Inc.
    New Canaan, CT
  • 09/2009 → Present
    Bank Of America, Na
    New Canaan, CT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-10-01
  • S66 Uniform Combined State Law Examination
    1999-10-01
Other Names
  • Timothy Herbert Orr
  • Tim Orr

View on SEC IAPD

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Other Offices

CITIGROUP GLOBAL MARKETS INC. · New Canaan, CT
MONECO ADVISORS · New Canaan, CT
LPL FINANCIAL LLC · NEW CANAAN, CT
NPLP MANAGEMENT · NEW CANAAN, CT
J.H. WHITNEY CAPITAL PARTNERS, LLC · NEW CANAAN, CT
CETERA INVESTMENT ADVISERS LLC · New Canaan, CT
ALEXANDER CAPITAL ADVISORS, LLC · NEW CANAAN, CT
GROWE CAPITAL ADVISORS, LLC · NEW CANAAN, CT

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