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521 Fifth Avenue 15Th Floor, New York, NY 10175 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2022-01-04 |
| NY | RA | APPROVED | 2021-02-09 |
| TX | RA | APPROVED_RES | 2006-04-27 |
Branch Locations
521 Fifth Avenue 15Th Floor, New York, NY 10175 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wealthspire Advisors Llc | New York | NY | 02/2003 | Present |
1)Petey Greene Board and the Zoning Board of appeals in the Borough of Fenwick, CT. Not investment related, no client relationship. No time devoted during securities trading hours. 2)Director of the Lynde Point Land Trust. Not investment related, no client relationship. No time devoted during securities trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1997-02-18 |
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