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Stifel, Nicolaus & Company, Incorporated CRD 793
$198B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2015-07-16 |
| TX | RA | APPROVED_RES | 2015-07-01 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Denver | CO | 06/2015 | Present |
1. Rental Property; 42 Trademark Dr., Winter Park, CO 80482; Owner; 10/19/2016; 0 hours per year; not during securities trading hours; investment-related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-01-14 |
| S63 | Uniform Securities Agent State Law Examination | 1987-04-10 |
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