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2401 E. Katella Avenue Suite 270, Anaheim, CA 92806 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-07-08 |
Branch Locations
2401 E. Katella Avenue Suite 270, Anaheim, CA 92806 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Calton & Associates, Inc. | Tampa | FL | 07/2016 | 12/2017 |
| Duet Advisory Services Llc | Pleasonton | CA | 06/2016 | 01/2018 |
| Smart Money Group, Llc | Eastland | TX | 02/2017 | 01/2018 |
| Ae Wealth Management, Llc | Topeka | KS | 12/2017 | Present |
| Madison Avenue Securities, Llc | San Diego | CA | 03/2018 | 08/2018 |
Name: CBR LLC Financial services consulting to the industry. 5 hours per week Investment Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-11-22 |
| S63 | Uniform Securities Agent State Law Examination | 1988-03-24 |
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