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Steven Scott Karmazin

LPl Financial LLC

San Diego, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2010-06-29
  • CA RA
    APPROVED
    Since 2010-06-29

Branch Locations

4707 Executive Dr, San Diego, CA 92121-3091 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial San Diego CA 05/2010 Present
  • 05/2010 → Present
    Lpl Financial
    San Diego, CA
Previous Registrations
  • 2006-06-13 → 2010-12-31
    Blue Chip Asset Management
    Martinez, CA
  • 2007-10-01 → 2010-02-09
    Ubs Financial Services Inc.
    Walnut Creek, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-02-06
S63 Uniform Securities Agent State Law Examination 1993-03-24
  • S65 Uniform Investment Adviser Law Examination
    2006-02-06
  • S63 Uniform Securities Agent State Law Examination
    1993-03-24
Other Names
  • Steven S Karmazin
  • Scott Karmazin
  • Steven Scott Karmazin

View on SEC IAPD

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