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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-01-03 |
| FL | RA | APPROVED | 2024-04-05 |
| WA | RA | APPROVED | 2023-05-05 |
Branch Locations
2630 77Th Ave Se Ste 110, Mercer Island, WA 98040 • United States
Cape Coral, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Bellevue | WA | 06/2009 | 05/2017 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 05/2017 |
| Raymond James & Associates, Inc | 1201 3Rd Ave | WA | 05/2017 | 05/2023 |
| Ameriprise Financial Services, Llc | Mercer Island | WA | 05/2023 | Present |
Real Estate Ownership; Single Family; 147 SE 30th Street, , Cape Coral, FL, 33904; Not Investment-Related; 09/30/2024.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-01-10 |
| S63 | Uniform Securities Agent State Law Examination | 1987-12-07 |
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