Jeffrey M Goldberg

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2007 → 12/2021
  Td Ameritrade Inc
  New York, NY
• 12/2021 → Present
  Raymond James & Associates, Inc.
  New York, NY

Previous Registrations

• 2007-11-09 → 2021-01-11
  Td Ameritrade, Inc.
  Paramus, NJ
  New York, NY
  New York, NY
  New York, NY
• 2007-11-08 → 2020-12-31
  Td Ameritrade Investment Management, Llc
  Paramus, NJ
  New York, NY
  New York, NY
  New York, NY
• 2007-08-20 → 2007-10-22
  Chase Investment Services Corp.
  New York, NY

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-01-23
• S63 Uniform Securities Agent State Law Examination
  1989-04-12

Other Names

• Jeffery M Goldberg
• Jeffrey Mark Goldberg