Victoria A Cox

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2011 → 11/2016
  Wells Fargo Advisors Llc
  Grand Junction, CO
• 11/2016 → 09/2023
  Wells Fargo Clearing Services, Llc
  Grand Junction, CO
• 09/2023 → Present
  Morgan Stanley Smith Barney Llc
  Colorado Springs, CO

Previous Registrations

• 2011-01-03 → 2023-09-11
  Wells Fargo Clearing Services, Llc
  Grand Junction, CO
  Grand Junction, CO
  Denver, CO
  Denver, CO
  Greenwood Village, CO
  Grand Junction, CO
  Denver, CO
  Albuquerque, NM
  St. Louis, MO
  Colorado Springs, CO
• 2005-08-16 → 2011-01-03
  Wells Fargo Investments, Llc
  Grand Junction, CO
  Grand Junction, CO
• 2003-04-07 → 2005-07-26
  Cetera Investment Services Llc
  Grand Junction, CO

Exams

• S63 Uniform Securities Agent State Law Examination
  1999-12-23
• S65 Uniform Investment Adviser Law Examination
  1999-12-23

Other Names

• Victoria A Cox
• Vicki A Cox
• Vicki A Cox
• Victoria A Moe