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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2023-06-29
  • PA RA
    APPROVED
    Since 2023-06-29

Branch Locations

74 West Pomfret St, Carlisle, PA 17013 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Mutual Life Ins Co Des Moines IA 05/1987 Present
Landis Financial Services Carlisle PA 06/1988 Present
Landis & Co Financial Services Llc Carlise PA 11/1986 Present
Voya Financial Advisors Carlisle PA 09/2014 06/2021
Cetera Wealth Services, Llc El Segundo CA 06/2021 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 05/1987 → Present
    Principal Mutual Life Ins Co
    Des Moines, IA
  • 06/1988 → Present
    Landis Financial Services
    Carlisle, PA
  • 11/1986 → Present
    Landis & Co Financial Services Llc
    Carlise, PA
  • 09/2014 → 06/2021
    Voya Financial Advisors
    Carlisle, PA
  • 06/2021 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2023 → Present
    Schaumburg, IL
Previous Registrations
Other Businesses

NAME OF ENTITY:LANDIS RENTALS LLC; No; 350 PINE HILL RD; CARLISLE; PA; 17013; RENTAL PROPERTIES; OWNER; 7/1/2013; 5; 0; MAINTAIN PROPERTIES AND COLLECT RENT|NAME OF ENTITY:TROY H LANDIS; Yes; 74 W POMFRET ST; CARLISLE; PA; 17013; Residential Rental Properties; Owner; 2/1/1989; 12; 12; Owner - Show properties & general management|NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 74 W POMFRET ST; CARLISLE; PA; 17013; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 9/22/2011; 60; 50; SALES OF FIXED INSURANCE PRODUCTS|NAME OF ENTITY:LANDIS & CO FINANCIAL SERVICES LLC; Yes; 74 W POMFRET ST; CARLISLE; PA; 17013; FINANCIAL SERVICES/DBA; OWNER; 11/1/1986; 180; 150; SALES OF FIXED INSURANCE,INVESTMENT AND SECURITIES PRODUCTS.|

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1986-10-10
  • S63 Uniform Securities Agent State Law Examination
    1986-10-10
Designations
Other Names
  • Troy H Landis

View on SEC IAPD

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