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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2021-06-25
  • PA RA
    APPROVED
    Since 2021-06-25

Branch Locations

100 South Spring Garden Street, Carlisle, PA 17013 • United States

341 East Market St., Leesburg, VA 20176 • United States

Four North U.S. Highway #15, Dillsburg, PA 17019 • United States

960 Walnut Bottom Road, Carlisle, PA 17013 • United States

Carlisle, PA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
M&T Securities, Inc. Buffalo NY 10/2000 Present
Lpl Financial Llc Carlisle PA 06/2021 Present
Lpl Financial Llc Carlisle PA 06/2021 Present
Previous Registrations
  • 2013-01-10 → 2021-06-09
    M&T Securities, Inc.
    Enola, PA
    Camp Hill, PA
    Mechanicsburg, PA
    Lemoyne, PA
    Carlisle, PA
    Mechanicsburg, PA
    Lemoyne, PA
    Lemoyne, PA
    Carlisle, PA
    Mt. Holly Springs, PA
    Boiling Springs, PA
    Carlisle, PA
    Williamsport, PA
    Camp Hill, PA
    Dillsburg,, PA
    Shermans Dale, PA
    Carlisle, PA
    Carlisle, PA
    Carlisle, PA
    Enola, PA
    Lemoyne, PA
    Mechanicsburg, PA
    York, PA
    Mt. Holly Springs, PA
    Mechanicsburg, PA
    Mechanicsburg, PA
    Dillsburg,, PA
    Mt. Holly Springs, PA
    Dillsburg,, PA
    Mechanicsburg, PA
    Lemoyne, PA
    Leesburg, VA
    Williamsport, PA
    Baltimore, MD
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-12-27
S63 Uniform Securities Agent State Law Examination 1999-07-29
  • S65 Uniform Investment Adviser Law Examination
    2012-12-27
  • S63 Uniform Securities Agent State Law Examination
    1999-07-29
Designations
Other Names
  • Kim Heavner

View on SEC IAPD

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