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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2013-06-10 |
Branch Locations
401 East Louther St, Suite 212, Carlisle, PA 17013 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Carlisle | PA | 06/2009 | Present |
| John F. Wain Financial Services | Carlisle | PA | 05/2009 | Present |
(1) 03/19/2010: JOHN F. WAIN FINANCIAL SERVICES - NON-VARIABLE INSURANCE - TIME SPENT 30% - CARLISLE, PA (2) 07/01/2014: WAIN FINANCIAL STRATEGIES - NON-VARIABLE INSURANCE - TIME SPENT 40 HOURS PER MONTH - CARLISLE, PA (3) 07/02/2014: WAIN FINANCIAL STRATEGIES - INV REL - 401 E. LOUTHER ST. STE. #212, CARLISLE, PA 17013 - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - WAIN FINANCIAL STRATEGIES - START 07/01/2014 - 40 HR/MO ALL DURING SECS TRDG HRS - NON VARIABLE INSURANCE SERVICES 4) 01/09/2025 - A.M.P.Edge - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date:01/01/2025 - 145 Hrs/Mth - 1 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-06-06 |
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