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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2003-06-04
  • PA RA
    APPROVED
    Since 2003-06-04

Branch Locations

604 E High St, Carlisle, PA 17013 • United States

6416 Carlisle Pike Ste 2100, Mechanicsburg, PA 17050 • United States

4905 W Tilghman St 3Rd Fl [L3-Rbo], Allentown, PA 18104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Harrisburg PA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Harrisburg PA 11/2016 Present
Other Businesses

SON'S TRUST; INVESTMENT RELATED; CARLISLE, PA; TRUSTEE; 01/20/2025; 1 HOUR PER MONTH; NO HOURS DURING TRADING HOURS; TRUSTEE

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-08-14
S63 Uniform Securities Agent State Law Examination 1998-04-22
  • S66 Uniform Combined State Law Examination
    2000-08-14
  • S63 Uniform Securities Agent State Law Examination
    1998-04-22

View on SEC IAPD

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