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1717 Arch Street, Philadelphia, PA 19103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-10-06 |
| CA | RA | APPROVED | 2012-04-26 |
| NC | RA | APPROVED | 2009-05-28 |
| NJ | RA | APPROVED | 2009-02-10 |
Branch Locations
701 East Gate Drive Suite 210, Mt. Laurel, NJ 08054 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Janney Montgomery Scott Llc | Mt. Laurel | NJ | 07/2011 | Present |
Rowan Innovation Venture Fund ("RIVF"), 40 North Academy Street, Glassboro, NJ 08028; Investment Related; Nature: Created by the Rowan University Foundation Board with the express purpose of investing foundation funds in early stage technology, health science, and other commercial opportunities generated by Rowan students, faculties and affiliates; Position/Title: Vice Chairman, Rowan University Foundation Investment Committee and Board Member of RIVF, which is an entity created, funded and controlled by the Rowan University Foundation; Duties: General oversight of RIVF including final approval on budget, staffing, funding, board selection; Devotes 1 hour/month; Not compensated.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-10-14 |
| S63 | Uniform Securities Agent State Law Examination | 1986-11-19 |
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