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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2021-11-03 |
| NY | RA | APPROVED | 2021-10-26 |
| TX | RA | APPROVED | 2011-11-18 |
Branch Locations
1285 Avenue Of The Americas Floor 15 Thru 18, New York, NY 10019 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | New York | NY | 11/2011 | Present |
BELVEDERE HOUSES, INC. / 50 W. 70TH STREET NEW YORK,NY 10023 / OTHER/ REAL ESTATE / 10-APT. COOPERATIVE / MEMBER OF BOARD OF DIRECTORS / / BOARD MEMBER AND TREASURER / START DATE 09/01/2004/
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-09-24 |
| S63 | Uniform Securities Agent State Law Examination | 1998-08-13 |
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