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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2004-08-12
OH RA APPROVED 2000-01-06
  • TX RA
    APPROVED_RES
    Since 2004-08-12
  • OH RA
    APPROVED
    Since 2000-01-06

Branch Locations

5438 N Hamilton Rd, Columbus, OH 43230 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Columbus OH 08/1986 Present
Bank Of America, N.A. Columbus OH 05/2011 Present
Other Businesses

I*20611 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: STANDARDBRED RACEHORSESINVESTMENT RELATED: NOADDRESS OF BUSINESS: COLUMBUS, OHIO 43215POSITION, TITLE, ASSOCIATION: OWNERSTART DATE OF RELATIONSHIP: 1/1/1999NUMBER OF HOURS DEVOTED: 10 HOURS MONTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 5 HRSDUTIES: OWNER BUYING AND SELLING HORSES I*4466271, Entity Type: Non-profit Name of OBA: Jewish Columbus, Address: Columbus, Ohio, 43209, Investment Related: N, Position, Title, Association: Community Impact Committee Employee Start Date: 05/01/2026, No Hours: 2 Monthly, No Hours during Trading: 1 Monthly, Duties: I will be a member of the Community Impact Committee that recommends how capital is allocated among the numerous beneficiaries, Jewish Columbus is a non-profit that raises money and allocates it in a manner that supports the local and international Jewish communities I*1092313 Entity Type: Fiduciary role Name of OBA: B. G. Address: Gahanna, Ohio, 43230 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 11/29/2022 Number of Hours: 1, Yearly Number of Hours during trading: 1, Yearly Duties: Power of Attorney/ Parents

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-10-24
S63 Uniform Securities Agent State Law Examination 1986-11-14
  • S65 Uniform Investment Adviser Law Examination
    1994-10-24
  • S63 Uniform Securities Agent State Law Examination
    1986-11-14
Other Names
  • Milt Leeman
  • Milton Jeffery Leeman
  • Milt Leeman

View on SEC IAPD

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