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Aviva Shrock Pinto

Wealthspire Advisors

New York, NY

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Current Employers
Wealthspire Advisors

521 Fifth Avenue 15Th Floor, New York, NY 10175 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-03-29
  • NY RA
    APPROVED
    Since 2021-03-29

Branch Locations

521 Fifth Avenue 15Th Floor, New York, NY 10175 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wealthspire Advisors New York NY 09/2015 Present
Previous Registrations
  • 2015-09-22 → 2020-12-31
    Wealthspire Advisors
    New York, NY
  • 2013-09-19 → 2015-09-01
    Highline Wealth Management, Llc
    New York, NY
  • 2010-03-02 → 2012-02-22
    Hillview Capital Advisors, Llc
    New York, NY
    New York, NY
    Wayne, PA
  • 2009-10-23 → 2009-12-08
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Garden City, NY
    Garden City, NY
  • 2008-11-05 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Garden City, NY
    Melville, NY
    Garden City, NY
  • 2003-06-05 → 2004-05-03
    Lazard Asset Management Llc
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-10-29
S63 Uniform Securities Agent State Law Examination 1999-09-16
S65 Uniform Investment Adviser Law Examination 1992-06-24
  • S66 Uniform Combined State Law Examination
    2008-10-29
  • S63 Uniform Securities Agent State Law Examination
    1999-09-16
  • S65 Uniform Investment Adviser Law Examination
    1992-06-24
Other Names
  • Aviva Pinto
  • Aviva Shrock

View on SEC IAPD

Other Firms

ISLET MANAGEMENT, LP
P2 CAPITAL PARTNERS, LLC
KINYAN CAPITAL MANAGEMENT LLC
BRIGHTSPIRE CAPITAL ADVISORS, LLC
ACORN ADVISORY CAPITAL, L.P.
COMPASS GROUP LLC
CRESTVIEW PARTNERS
LEEDS EQUITY PARTNERS

Other Investors

STEVEN MARC MUEHLGAY
STEPHANIE LYNN FAGENSON
Ross Gladstone
Logan Stephen Michals
JONATHAN HARRY SIEGEL
HAL WILLIAM BROWN
RICCARDO MARIA RAINIERI
TEDDY LELLOS

Other Offices

ISLET MANAGEMENT, LP · NEW YORK, NY
P2 CAPITAL PARTNERS, LLC · NEW YORK, NY
KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY
BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY
ACORN ADVISORY CAPITAL, L.P. · NEW YORK, NY
COMPASS GROUP LLC · NEW YORK, NY
CRESTVIEW PARTNERS · NEW YORK, NY
LEEDS EQUITY PARTNERS · NEW YORK, NY

More in New York, NY

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