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Richard Gordon Mooney

Amb Wealth, LLC

Thomasville, GA

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Current Employers
Amb Wealth, Llc

135 South Madison Street, Thomasville, GA 31792 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2023-06-06
FL RA APPROVED 2018-06-27
GA RA APPROVED 2018-02-23
  • SC RA
    APPROVED
    Since 2023-06-06
  • FL RA
    APPROVED
    Since 2018-06-27
  • GA RA
    APPROVED
    Since 2018-02-23

Branch Locations

135 South Madison Street, Thomasville, GA 31792 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Allen, Mooney And Barnes Investment Advisors Thomasville GA 10/2004 Present
Allen, Mooney And Barnes Brokerage Services Thomasville GA 12/2006 Present
  • 10/2004 → Present
    Allen, Mooney And Barnes Investment Advisors
    Thomasville, GA
  • 12/2006 → Present
    Allen, Mooney And Barnes Brokerage Services
    Thomasville, GA
Previous Registrations
Other Businesses

1. BILL & EMILY SEARCY CHARITABLE TRUST--CO-TRUSTEE SINCE 2007--THIS IS A CHARITABLE TRUST SET UP UNDER THE WILLS OF BILL AND EMILY SEARCY. ABOUT 2 HOUR PER MONTH FOR DUTIES RELATED TO THIS TRUST. 2. CO-TRUSTEE OF ESTATE FOR SANDRA MOCK. 3.THOMASVILLE ENTERTAINMENT FOUNDATION ENDOWMENT TRUST-PERMANENT TRUSTEE-SUPPORTS THE THOMASVILLE ENTERTAINMENT FOUNDATION WHICH IS A GEORGIA NON-PROFIT ORGANIZATION; Non-investment related. 4. Licensed Insurance Agent: Non-variable insurance / investment related; 1 hour monthly and during market hours; Start date: 02/05/2008

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-11-05
S63 Uniform Securities Agent State Law Examination 1986-10-10
  • S65 Uniform Investment Adviser Law Examination
    1996-11-05
  • S63 Uniform Securities Agent State Law Examination
    1986-10-10
Other Names
  • Richard Gordon Iii Mooney

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