Richard Gordon Mooney

Employer firm

Amb Wealth, LLC CRD 113106

$1.07B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2004 → Present
  Allen, Mooney And Barnes Investment Advisors
  Thomasville, GA
• 12/2006 → Present
  Allen, Mooney And Barnes Brokerage Services
  Thomasville, GA

Previous Registrations

• 2004-10-13 → 2017-12-31
  Amb Wealth, Llc
  Thomasville, GA

Other Businesses

1. BILL & EMILY SEARCY CHARITABLE TRUST--CO-TRUSTEE SINCE 2007--THIS IS A CHARITABLE TRUST SET UP UNDER THE WILLS OF BILL AND EMILY SEARCY. ABOUT 2 HOUR PER MONTH FOR DUTIES RELATED TO THIS TRUST. 2. CO-TRUSTEE OF ESTATE FOR SANDRA MOCK. 3.THOMASVILLE ENTERTAINMENT FOUNDATION ENDOWMENT TRUST-PERMANENT TRUSTEE-SUPPORTS THE THOMASVILLE ENTERTAINMENT FOUNDATION WHICH IS A GEORGIA NON-PROFIT ORGANIZATION; Non-investment related. 4. Licensed Insurance Agent: Non-variable insurance / investment related; 1 hour monthly and during market hours; Start date: 02/05/2008

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-11-05
• S63 Uniform Securities Agent State Law Examination
  1986-10-10

Other Names

• Richard Gordon Iii Mooney