Brent Patrick Nicks

135 South Madison Street, Thomasville, GA 31792 • United States

Current Registrations

Authority	Category	Status	Date
GA	RA	APPROVED	2023-10-31
AL	RA	APPROVED	2023-10-30

Branch Locations

Wilmington, NC • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Wunderlich Securities, Inc.	Memphis	TN	10/2013	03/2018
Lpl Financial, Llc	Auburn	AL	04/2018	04/2022
Newedge Advisors, Llc (Formerly: Gwm Advisors, Llc)	Munford	TN	04/2018	04/2022
Mma Securities Llc	New York	NY	05/2022	01/2026
Acervus Securities, Inc.	New York	NY	10/2022	02/2024
Oyster Consulting, Llc	Glen Allen	VA	05/2022	02/2026
Envestnet Securities, Inc	Berwyn	PA	04/2023	09/2024
Lazear Capital Securities, Llc	Columbus	OH	05/2023	03/2024
Allen Mooney And Barnes Brokerage Services	Thomasville	GA	10/2023	Present
Allen Mooney And Barnes Investment Advisors	Thomasville	GA	10/2023	Present
4170 Securities Llc	Chicago	IL	02/2024	02/2026
Crux Capital Securities Llc	New York	NY	09/2025	02/2026

10/2013 → 03/2018

Wunderlich Securities, Inc.

Memphis, TN
04/2018 → 04/2022

Lpl Financial, Llc

Auburn, AL
04/2018 → 04/2022

Newedge Advisors, Llc (Formerly: Gwm Advisors, Llc)

Munford, TN
05/2022 → 01/2026

Mma Securities Llc

New York, NY
10/2022 → 02/2024

Acervus Securities, Inc.

New York, NY
05/2022 → 02/2026

Oyster Consulting, Llc

Glen Allen, VA
04/2023 → 09/2024

Envestnet Securities, Inc

Berwyn, PA
05/2023 → 03/2024

Lazear Capital Securities, Llc

Columbus, OH
10/2023 → Present

Allen Mooney And Barnes Brokerage Services

Thomasville, GA
10/2023 → Present

Allen Mooney And Barnes Investment Advisors

Thomasville, GA
02/2024 → 02/2026

4170 Securities Llc

Chicago, IL
09/2025 → 02/2026

Crux Capital Securities Llc

New York, NY

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1999-12-29

Other Firms