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Lillie Dianne Hall

Amb Wealth, LLC

Thomasville, GA

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Current Employers
Amb Wealth, Llc

135 South Madison Street, Thomasville, GA 31792 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2018-06-26
GA RA APPROVED 2018-02-23
  • FL RA
    APPROVED
    Since 2018-06-26
  • GA RA
    APPROVED
    Since 2018-02-23

Branch Locations

135 South Madison Street, Thomasville, GA 31792 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Allen, Mooney And Barnes Brokerage Services Thomasville GA 04/2013 Present
Allen, Mooney And Barnes Investment Advisors Thomasville GA 04/2013 Present
  • 04/2013 → Present
    Allen, Mooney And Barnes Brokerage Services
    Thomasville, GA
  • 04/2013 → Present
    Allen, Mooney And Barnes Investment Advisors
    Thomasville, GA
Previous Registrations
Other Businesses

Licensed Real Estate Agent (Florida) - non-investment related; State date 12/16/2005; 0 hours spent on activity - current voluntary inactive status.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-12-14
S63 Uniform Securities Agent State Law Examination 2003-04-07
  • S66 Uniform Combined State Law Examination
    2011-12-14
  • S63 Uniform Securities Agent State Law Examination
    2003-04-07
Other Names
  • Lillie Dianne Young
  • Dianne Young Hall

View on SEC IAPD

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LPL FINANCIAL LLC
AMERIPRISE FINANCIAL SERVICES, LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
PARK AVENUE SECURITIES LLC

Other Investors

BRENT PATRICK NICKS
RICHARD GORDON MOONEY
MIRON HERBERT ALLEN
KATHY BENNETT BARTLETT
ROBBY LEE PITTS
GORDON DANIEL MACQUIRTER
MATTHEW JUSTIN ROACH
Brewer Pope Bentley

Other Offices

VALIC FINANCIAL ADVISORS, INC. · THOMASVILLE, GA
OSAIC WEALTH, INC. · Thomasville, GA
WELLINGTON SHIELDS & CO., LLC · THOMASVILLE, GA
STATE FARM INVESTMENT MANAGEMENT CORP. · Thomasville, GA
LPL FINANCIAL LLC · THOMASVILLE, GA
AMERIPRISE FINANCIAL SERVICES, LLC · Thomasville, GA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Thomasville, GA
PARK AVENUE SECURITIES LLC · THOMASVILLE, GA

More in Thomasville, GA

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