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Mark Anthony Giudice

Janney Montgomery Scott LLC

New York, NY

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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-01-13
NY RA APPROVED 2021-09-06
TX RA APPROVED_RES 2011-11-28
DC RA APPROVED 2011-11-20
CA RA APPROVED 2011-11-16
OH RA APPROVED 2011-11-14
PA RA APPROVED 2006-04-04
NJ RA APPROVED 2005-12-07
  • FL RA
    APPROVED
    Since 2026-01-13
  • NY RA
    APPROVED
    Since 2021-09-06
  • TX RA
    APPROVED_RES
    Since 2011-11-28
  • DC RA
    APPROVED
    Since 2011-11-20
  • CA RA
    APPROVED
    Since 2011-11-16
  • OH RA
    APPROVED
    Since 2011-11-14
  • PA RA
    APPROVED
    Since 2006-04-04
  • NJ RA
    APPROVED
    Since 2005-12-07

Branch Locations

1166 Avenue Of The Americas 21St Floor, New York, NY 10036 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Janney Montgomery Scott Llc New York NY 08/2002 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-02-22
S63 Uniform Securities Agent State Law Examination 1987-12-11
  • S65 Uniform Investment Adviser Law Examination
    2005-02-22
  • S63 Uniform Securities Agent State Law Examination
    1987-12-11
Other Names
  • Mark Anthony Guidice
  • Mark A Giudice

View on SEC IAPD

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