Carole Ann Nero

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/1985 → 01/2017
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Seal Beach, CA
• 09/2009 → 01/2017
  Bank Of America, N.A.
  Seal Beach, CA
• 01/2017 → Present
  Morgan Stanley Smith Barney Llc
  Los Angeles, CA
• 04/2018 → Present
  Morgan Stanley Private Bank, N.A.
  New York, NY

Previous Registrations

• 1996-02-15 → 2017-01-17
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Seal Beach, CA
  Seal Beach, CA

Other Businesses

REntal property; Long Beach, CA; Investment related; Sole Proprietor / Owner / Partner; landlord; 2005; 0,2 *683152 - carole Ann nero; Investment Related - Yes; long Beach, California; Rental Property; Sole Proprietor/Owner (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 03/2026; During Business Hours: 0; After Business Hours: 5; Property Management

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-11-23
• S63 Uniform Securities Agent State Law Examination
  1988-11-03

Other Names

• Carole Ann Nero
• Carole Ann Ann Nero