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Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2025-09-17
NV RA APPROVED 2021-08-24
CA RA APPROVED 2021-08-13
HI RA APPROVED 2021-08-13
NC RA APPROVED 2021-08-13
OK RA APPROVED 2021-08-13
OR RA APPROVED 2021-08-13
TX RA APPROVED 2021-08-13
UT RA APPROVED 2021-08-13
WA RA APPROVED 2021-08-13
  • AZ RA
    APPROVED
    Since 2025-09-17
  • NV RA
    APPROVED
    Since 2021-08-24
  • CA RA
    APPROVED
    Since 2021-08-13
  • HI RA
    APPROVED
    Since 2021-08-13
  • NC RA
    APPROVED
    Since 2021-08-13
  • OK RA
    APPROVED
    Since 2021-08-13
  • OR RA
    APPROVED
    Since 2021-08-13
  • TX RA
    APPROVED
    Since 2021-08-13
  • UT RA
    APPROVED
    Since 2021-08-13
  • WA RA
    APPROVED
    Since 2021-08-13

Branch Locations

3468 Waialae Suite 234, Honolulu, HI 96816 • United States

Honolulu, HI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Busines Ins Services Honolulu HI 08/1990 Present
Spectrum Wealth Management Llc Honolulu HI 10/2006 Present
Financial Advisers Of America, Llc Honolulu HI 12/2008 12/2016
J.W. Cole Financial, Inc. Honolulu HI 05/2013 12/2016
J. W. Cole Advisors, Inc. Tampa FL 05/2013 12/2016
Securities America, Inc Honolulu HI 12/2016 08/2021
Securities America Advisors Honolulu HI 12/2016 08/2021
Guardian Life Insurance Company Honolulu HI 08/2021 Present
Park Avenue Securities Honolulu HI 08/2021 Present
Guardian Life Insurance Company Honolulu HI 06/2024 Present
Guardian Life Insurance Company Honolulu HI 06/2024 Present
  • 08/1990 → Present
    Busines Ins Services
    Honolulu, HI
  • 10/2006 → Present
    Spectrum Wealth Management Llc
    Honolulu, HI
  • 12/2008 → 12/2016
    Financial Advisers Of America, Llc
    Honolulu, HI
  • 05/2013 → 12/2016
    J.W. Cole Financial, Inc.
    Honolulu, HI
  • 05/2013 → 12/2016
    Tampa, FL
  • 12/2016 → 08/2021
    Securities America, Inc
    Honolulu, HI
  • 12/2016 → 08/2021
    Securities America Advisors
    Honolulu, HI
  • 08/2021 → Present
    Guardian Life Insurance Company
    Honolulu, HI
  • 08/2021 → Present
    Park Avenue Securities
    Honolulu, HI
  • 06/2024 → Present
    Guardian Life Insurance Company
    Honolulu, HI
  • 06/2024 → Present
    Guardian Life Insurance Company
    Honolulu, HI
Previous Registrations
  • 2016-12-02 → 2021-08-17
    Securities America Advisors, Inc.
    Honolulu, HI
  • 2013-05-10 → 2016-12-23
    Tampa, FL
  • 2011-02-16 → 2013-05-10
    Financial Advisers Of America, Llc
    Honolulu, HI
    Carlsbad, CA
  • 2006-10-10 → 2011-02-01
    Spectrum Wealth Management, Llc
    Honolulu, HI
Other Businesses

1. SPECTRUM WEALTH MANAGEMENT, LLC- OWNER, ADDRESS: 3468 WAIALAE AVE # 234, HONOLULU, HI 96816, START DATE: 12/01/2016, 160 HOURS PER MONTH/ 120 DURING NORMAL BUSINESS HOURS, INVESTMENT RELATED, 2. REHAB HOSPITAL OF THE PACIFIC- VOLUNTEER BOARD MEMBER, ADDRESS: 226 N KUAKINI ST, HONOLULU, HI 96817, START DATE: 01/01/2012, 2 HOURS PER MONTH/ 2 DURING NORMAL BUSINESS HOURS, NON INVESTMENT RELATED, 3. STRAUB FOUNDATION- VOLUNTEER BOARD MEMBER, ADDRESS: 55 MERCHANT ST #2600, HONOLULU, HI 96813, START DATE: 10/01/2020, 2 HOURS PER MONTH/ 2 DURING NORMAL BUSINESS HOURS, NON INVESTMENT RELATED, 4. FRIENDS OF THE UH CANCER CENTER- VOLUNTEER BOARD MEMBER, ADDRESS: PO BOX 61862, HONOLULU, HI 96839, START DATE: 01/01/2009, 4 HOURS PER MONTH/ 4 DURING NORMAL BUSINESS HOURS, NON INVESTMENT RELATED, 5. ALANA DUNG RESEARCH FOUNDATION- OFFICER, ADDRESS: 3468 WAIALAE AVE #222, HONOLULU, HI 96816, START DATE: 11/01/1997, 2 HOURS PER MONTH/ 0 DURING NORMAL BUSINESS HOURS, NON INVESTMENT RELATED, 6. YMCA- BOARD MEMBER, ADDRESS: 1441 PALI HWY, HONOLULU, HI 96817, START DATE: 01/01/2015, 1 HOURS PER MONTH/ 1 DURING NORMAL BUSINESS HOURS, NON INVESTMENT RELATED, 7. TAI YAU CHUNG TRUST- TRUSTEE, ADDRESS: HONOLULU, HI 96817, START DATE: 10/23/2012, 1 HOUR PER MONTH/ 0 DURING NORMAL BUSINESS HOURS, INVESTMENT RELATED, 8. NORAH W CHUNG RLT TRUST- TRUSTEE, ADDRESS: HONOLULU, HI 96817, START DATE: 10/23/2012, 10 HOURS PER MONTH/ 0 DURING NORMAL BUSINESS HOURS, INVESTMENT RELATED, 9. RENTAL PROPERTY- LANDLORD, ADDRESS: 158 DOWSETT AVE, HONOLULU, HI 96817, START DATE: 12/01/2000, 0 HOURS PER MONTH/ 0 DURING NORMAL BUSINESS HOURS, INVESTMENT RELATED, 10. RENTAL PROPERTY- LANDLORD, ADDRESS: 1614, 1614A - 1614C 10th Avenue, 1618, 1618A - 1618C 10th Avenue, START DATE: 01/30/1984, 0 HOURS PER MONTH/ 0 DURING NORMAL BUSINESS HOURS, INVESTMENT RELATED, 11. RENTAL PROPERTY- LANDLORD, ADDRESS: 3470 3480 WAIALAE AVE, HONOLULU, HI 96816, START DATE: 02/20/2013, 0 HOURS PER MONTH/ 0 DURING NORMAL BUSINESS HOURS, INVESTMENT RELATED, 12. PROPERTY/CASUAL BROKER- PRODUCTS OTHER THAN GUARDIAN, ADDRESS: 615 PIIKOI ST #1901, HONOLULU, HI 96814, START DATE: 01/01/1990, 40 HOURS PER MONTH/ 40 DURING BUSINESS HOURS, INVESTMENT RELATED, 13. Spectrum Insurance Services, LLC - Owner, Property and Casualty, Start: 02/28/2024, Address: 3468 Waialae Avenue # 234, Honolulu, HI 96816, 40 total hours per month, 20 during securities trading hours, Greater than 10% annual compensation, Investment related

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1987-01-09
  • S63 Uniform Securities Agent State Law Examination
    1987-01-09
Designations
Other Names
  • Adelia C Dung

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