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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-09-17 |
| NV | RA | APPROVED | 2021-08-24 |
| CA | RA | APPROVED | 2021-08-13 |
| HI | RA | APPROVED | 2021-08-13 |
| NC | RA | APPROVED | 2021-08-13 |
| OK | RA | APPROVED | 2021-08-13 |
| OR | RA | APPROVED | 2021-08-13 |
| TX | RA | APPROVED | 2021-08-13 |
| UT | RA | APPROVED | 2021-08-13 |
| WA | RA | APPROVED | 2021-08-13 |
Branch Locations
3468 Waialae Suite 234, Honolulu, HI 96816 • United States
Honolulu, HI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Busines Ins Services | Honolulu | HI | 08/1990 | Present |
| Spectrum Wealth Management Llc | Honolulu | HI | 10/2006 | Present |
| Financial Advisers Of America, Llc | Honolulu | HI | 12/2008 | 12/2016 |
| J.W. Cole Financial, Inc. | Honolulu | HI | 05/2013 | 12/2016 |
| J. W. Cole Advisors, Inc. | Tampa | FL | 05/2013 | 12/2016 |
| Securities America, Inc | Honolulu | HI | 12/2016 | 08/2021 |
| Securities America Advisors | Honolulu | HI | 12/2016 | 08/2021 |
| Guardian Life Insurance Company | Honolulu | HI | 08/2021 | Present |
| Park Avenue Securities | Honolulu | HI | 08/2021 | Present |
| Guardian Life Insurance Company | Honolulu | HI | 06/2024 | Present |
| Guardian Life Insurance Company | Honolulu | HI | 06/2024 | Present |
1. SPECTRUM WEALTH MANAGEMENT, LLC- OWNER, ADDRESS: 3468 WAIALAE AVE # 234, HONOLULU, HI 96816, START DATE: 12/01/2016, 160 HOURS PER MONTH/ 120 DURING NORMAL BUSINESS HOURS, INVESTMENT RELATED, 2. REHAB HOSPITAL OF THE PACIFIC- VOLUNTEER BOARD MEMBER, ADDRESS: 226 N KUAKINI ST, HONOLULU, HI 96817, START DATE: 01/01/2012, 2 HOURS PER MONTH/ 2 DURING NORMAL BUSINESS HOURS, NON INVESTMENT RELATED, 3. STRAUB FOUNDATION- VOLUNTEER BOARD MEMBER, ADDRESS: 55 MERCHANT ST #2600, HONOLULU, HI 96813, START DATE: 10/01/2020, 2 HOURS PER MONTH/ 2 DURING NORMAL BUSINESS HOURS, NON INVESTMENT RELATED, 4. FRIENDS OF THE UH CANCER CENTER- VOLUNTEER BOARD MEMBER, ADDRESS: PO BOX 61862, HONOLULU, HI 96839, START DATE: 01/01/2009, 4 HOURS PER MONTH/ 4 DURING NORMAL BUSINESS HOURS, NON INVESTMENT RELATED, 5. ALANA DUNG RESEARCH FOUNDATION- OFFICER, ADDRESS: 3468 WAIALAE AVE #222, HONOLULU, HI 96816, START DATE: 11/01/1997, 2 HOURS PER MONTH/ 0 DURING NORMAL BUSINESS HOURS, NON INVESTMENT RELATED, 6. YMCA- BOARD MEMBER, ADDRESS: 1441 PALI HWY, HONOLULU, HI 96817, START DATE: 01/01/2015, 1 HOURS PER MONTH/ 1 DURING NORMAL BUSINESS HOURS, NON INVESTMENT RELATED, 7. TAI YAU CHUNG TRUST- TRUSTEE, ADDRESS: HONOLULU, HI 96817, START DATE: 10/23/2012, 1 HOUR PER MONTH/ 0 DURING NORMAL BUSINESS HOURS, INVESTMENT RELATED, 8. NORAH W CHUNG RLT TRUST- TRUSTEE, ADDRESS: HONOLULU, HI 96817, START DATE: 10/23/2012, 10 HOURS PER MONTH/ 0 DURING NORMAL BUSINESS HOURS, INVESTMENT RELATED, 9. RENTAL PROPERTY- LANDLORD, ADDRESS: 158 DOWSETT AVE, HONOLULU, HI 96817, START DATE: 12/01/2000, 0 HOURS PER MONTH/ 0 DURING NORMAL BUSINESS HOURS, INVESTMENT RELATED, 10. RENTAL PROPERTY- LANDLORD, ADDRESS: 1614, 1614A - 1614C 10th Avenue, 1618, 1618A - 1618C 10th Avenue, START DATE: 01/30/1984, 0 HOURS PER MONTH/ 0 DURING NORMAL BUSINESS HOURS, INVESTMENT RELATED, 11. RENTAL PROPERTY- LANDLORD, ADDRESS: 3470 3480 WAIALAE AVE, HONOLULU, HI 96816, START DATE: 02/20/2013, 0 HOURS PER MONTH/ 0 DURING NORMAL BUSINESS HOURS, INVESTMENT RELATED, 12. PROPERTY/CASUAL BROKER- PRODUCTS OTHER THAN GUARDIAN, ADDRESS: 615 PIIKOI ST #1901, HONOLULU, HI 96814, START DATE: 01/01/1990, 40 HOURS PER MONTH/ 40 DURING BUSINESS HOURS, INVESTMENT RELATED, 13. Spectrum Insurance Services, LLC - Owner, Property and Casualty, Start: 02/28/2024, Address: 3468 Waialae Avenue # 234, Honolulu, HI 96816, 40 total hours per month, 20 during securities trading hours, Greater than 10% annual compensation, Investment related
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1987-01-09 |
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