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19 Briar Hollow Lane Suite 130, Houston, TX 77027 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2005-04-08 |
Branch Locations
19 Briar Hollow Lane Suite 130, Houston, TX 77027 • United States
19 Briar Hollow Lane Suite 130, Houston, TX 77027 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2004-11-22 |
Branch Locations
19 Briar Hollow Lane Suite 130, Houston, TX 77027 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Branson, Fowlkes & Company, Inc. | Houston | TX | 01/1991 | Present |
| Branson, Fowlkes, Russell, Inc. | Houston | TX | 01/1991 | Present |
| Triad Advisors, Inc. | Norcross | GA | 12/2008 | Present |
1-BRANSON, FOWLKES/ RUSSELL INC; INVESTMENT RELATED;19 Briar Hollow,Suite 130 HOUSTON TX 77027; RIA; PRINCIPAL AND IAR; 1991; 30 HRS/MONTH; 1 HR/DAY; COMPENSATION-FEES; MANAGING INVESTMENT PORTFOLIOS ON A FEE BASIS. 2- BRANSON, FOWLKES & CO,L INC; INVESTMENT RELATED;19 Briar Hollow,Suite 130 HOUSTON TX 77027; APPOINTMENT WITH MULTIPLE LIFE AND ANNUITY INSURANCE CARRIERS; PRINCIPAL/ INDIVIDUALLY APPOINTED AGENT; 1991; 15 HRS/MONTH; 1 HR/DAY; COMPENSATION-COMMISSIONS; PERIODICALLY RECOMMEND TRADITIONAL INSURANCE PRODUCTS. 3- BRANSON, FOWLKES & CO,L INC; INVESTMENT RELATED;19 Briar Hollow,Suite 130 HOUSTON TX 77027; INDEPENDENT RIA; PRINCIPAL/IAR; 1991; 120 HRS/MONTH; 6 HRS/DAY; COMPENSATION-FEES; MANAGING INVESTMENT PORTFOLIOS ON A FEE BASIS. 4)West Harris County MUD 5;not investment related;10000 Memorial Drive,#260,Houston,TX 77024;water board;assistant secretary;01/01/2018;1 hr/month;0 hrs during trading;assistant secretary,listen & approve operation reports,approve checks to pay operational expenses
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-11-07 |
| S63 | Uniform Securities Agent State Law Examination | 1987-02-25 |
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