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Current Employers
Branson Fowlkes Russell Inc

19 Briar Hollow Lane Suite 130, Houston, TX 77027 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2005-04-08
  • TX RA
    APPROVED
    Since 2005-04-08

Branch Locations

19 Briar Hollow Lane Suite 130, Houston, TX 77027 • United States

Branson Fowlkes & Co Inc

19 Briar Hollow Lane Suite 130, Houston, TX 77027 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2004-11-22
  • TX RA
    APPROVED
    Since 2004-11-22

Branch Locations

19 Briar Hollow Lane Suite 130, Houston, TX 77027 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Branson, Fowlkes & Company, Inc. Houston TX 01/1991 Present
Branson, Fowlkes, Russell, Inc. Houston TX 01/1991 Present
Triad Advisors, Inc. Norcross GA 12/2008 Present
  • 01/1991 → Present
    Branson, Fowlkes & Company, Inc.
    Houston, TX
  • 01/1991 → Present
    Houston, TX
  • 12/2008 → Present
    Triad Advisors, Inc.
    Norcross, GA
Other Businesses

1-BRANSON, FOWLKES/ RUSSELL INC; INVESTMENT RELATED;19 Briar Hollow,Suite 130 HOUSTON TX 77027; RIA; PRINCIPAL AND IAR; 1991; 30 HRS/MONTH; 1 HR/DAY; COMPENSATION-FEES; MANAGING INVESTMENT PORTFOLIOS ON A FEE BASIS. 2- BRANSON, FOWLKES & CO,L INC; INVESTMENT RELATED;19 Briar Hollow,Suite 130 HOUSTON TX 77027; APPOINTMENT WITH MULTIPLE LIFE AND ANNUITY INSURANCE CARRIERS; PRINCIPAL/ INDIVIDUALLY APPOINTED AGENT; 1991; 15 HRS/MONTH; 1 HR/DAY; COMPENSATION-COMMISSIONS; PERIODICALLY RECOMMEND TRADITIONAL INSURANCE PRODUCTS. 3- BRANSON, FOWLKES & CO,L INC; INVESTMENT RELATED;19 Briar Hollow,Suite 130 HOUSTON TX 77027; INDEPENDENT RIA; PRINCIPAL/IAR; 1991; 120 HRS/MONTH; 6 HRS/DAY; COMPENSATION-FEES; MANAGING INVESTMENT PORTFOLIOS ON A FEE BASIS. 4)West Harris County MUD 5;not investment related;10000 Memorial Drive,#260,Houston,TX 77024;water board;assistant secretary;01/01/2018;1 hr/month;0 hrs during trading;assistant secretary,listen & approve operation reports,approve checks to pay operational expenses

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-11-07
S63 Uniform Securities Agent State Law Examination 1987-02-25
  • S65 Uniform Investment Adviser Law Examination
    2000-11-07
  • S63 Uniform Securities Agent State Law Examination
    1987-02-25
Designations

View on SEC IAPD

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