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Kevin James Anthony

Peregrine Investment Advisors, LLC

Madison, MS

CRD 1552494

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Employer firm

Peregrine Investment Advisors, LLC CRD 153081

$368M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Peregrine Investment Advisors, Llc

801 Baptist Drive Suite 200, Madison, MS 39110 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2010-03-09
MS RA APPROVED 2010-03-08
  • TX RA
    APPROVED_RES
    Since 2010-03-09
  • MS RA
    APPROVED
    Since 2010-03-08

Branch Locations

801 Baptist Drive Suite 200, Madison, MS 39110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Peregrine Investment Advisors, Llc Madison MS 02/2010 Present
Previous Registrations
  • 2005-01-07 → 2010-01-20
    Soundpath Investment Advisors, Llc
    Ridgeland, MS
  • 2002-06-12 → 2005-03-24
    Medley & Brown
    Ridgeland, MS
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-05-28
  • S65 Uniform Investment Adviser Law Examination
    2002-05-28

View on SEC IAPD

Nearby Firms

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
MML INVESTORS SERVICES, LLC
SOUND FINANCIAL STRATEGIES GROUP, LLC

Nearby Investors

CHRISTOPHER CAREY JOHNSTON
RALPH LAWRENCE PEEPLES
MARCUS DARWESHI TURNER

Nearby Offices

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · Madison, MS
MML INVESTORS SERVICES, LLC · Madison, MS
SOUND FINANCIAL STRATEGIES GROUP, LLC · MADISON, MS

More in Madison, MS

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