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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-01-02 |
| MD | RA | APPROVED | 2014-01-09 |
| VA | RA | APPROVED | 2009-06-29 |
Branch Locations
Creekside Plaza 50 Citizen'S Way Suite 200, Frederick, MD 21701 • United States
Charlottesville, VA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Bethesda | MD | 06/2009 | Present |
1. Self;15706 Mahogany Cir Gaithersburg MD 20878;musician, writer; including public performance and the disemintaion of original words and music;11/1/19;4 hr/mo; not during securities trading hours; not investment related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-12-21 |
| S65 | Uniform Investment Adviser Law Examination | 1993-08-31 |
| S63 | Uniform Securities Agent State Law Examination | 1986-12-10 |
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