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Michael Dennis O'ROurke

Usi Securities, Inc.

Glastonbury, CT

Glastonbury, CT

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Current Employers
Usi Securities, Inc.

95 Glastonbury Blvd. Suite 102, Glastonbury, CT 06033 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2024-05-17
  • CT RA
    APPROVED
    Since 2024-05-17

Branch Locations

95 Glastonbury Blvd. Suite 102, Glastonbury, CT 06033 • USA

95 Glastonbury Blvd Suite 102, Glastonbury, CT 06033 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Essex Financial Essex CT 12/2003 04/2024
The Leaders Group Inc Littleton CO 06/2021 12/2022
Usi Consulting Group Glastonbury CT 05/2024 Present
Usi Securities Glastonbury CT 05/2024 Present
  • 12/2003 → 04/2024
    Essex Financial
    Essex, CT
  • 06/2021 → 12/2022
    The Leaders Group Inc
    Littleton, CO
  • 05/2024 → Present
    Usi Consulting Group
    Glastonbury, CT
  • 05/2024 → Present
    Usi Securities
    Glastonbury, CT
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-10-14
S63 Uniform Securities Agent State Law Examination 1992-11-06
  • S65 Uniform Investment Adviser Law Examination
    2004-10-14
  • S63 Uniform Securities Agent State Law Examination
    1992-11-06
Other Names
  • Mike Orourke
  • Michael Dennis Orourke

View on SEC IAPD

Other Firms

USI ADVISORS
AMERIPRISE FINANCIAL SERVICES, LLC
CETERA INVESTMENT ADVISERS LLC
JANNEY MONTGOMERY SCOTT LLC
INTEGRATED WEALTH CONCEPTS LLC
CORNERSTONE PLANNING GROUP
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
INTEGRITY ALLIANCE, LLC.

Other Investors

Daniel Robert Casella
STUART SELLARS WALLACE
JOSEPH MICHAEL MATTIA
DENISE M OBRIEN
JOSEPH FRANK DEROSA
BINDU MUKUNDRAY PATEL
CHRISTOPHER JOHN MARTIN
SARAH J BRUNO

Other Offices

USI ADVISORS · GLASTONBURY, CT
AMERIPRISE FINANCIAL SERVICES, LLC · Glastonbury, CT
CETERA INVESTMENT ADVISERS LLC · GLASTONBURY, CT
AMERIPRISE FINANCIAL SERVICES, LLC · GLASTONBURY, CT
JANNEY MONTGOMERY SCOTT LLC · Glastonbury, CT
INTEGRATED WEALTH CONCEPTS LLC · GLASTONBURY, CT
CORNERSTONE PLANNING GROUP · Glastonbury, CT
USI ADVISORS · Glastonbury, CT

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