Kenneth William Katzen

Current Employers

Post Oak Investment Management, Inc

4265 San Felipe, Suite 1100, Houston, TX 77027-2998 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2003-07-22

TX RA
APPROVED

Since 2003-07-22

Branch Locations

4265 San Felipe, Suite 1100, Houston, TX 77027 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Post Oak Investment Management, Inc.	Houston	TX	09/2003	Present

09/2003 → Present

Post Oak Investment Management, Inc.

Houston, TX

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2000-07-19
S63	Uniform Securities Agent State Law Examination	1986-09-15

S66 Uniform Combined State Law Examination

2000-07-19
S63 Uniform Securities Agent State Law Examination

1986-09-15

View on SEC IAPD

Current Employers

Post Oak Investment Management, Inc

Disclosures

Employment History

Exams

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